Hi, I’m Jessica Mardock.

I love compliance. Don’t believe me?!? Well, it is true! I am an operations guru that wants to help lighten your worries about compliance in your RIA, so you can focus on the parts of your business that bring you joy.

With 4 years of experience doing ongoing compliance for Registered Investment Advisory firms, I started Sunlight Compliance to offer my services to other similar firms. Having passed the CFP® Exam, I am a candidate for CFP® certification, and I am currently working on the Investment Adviser Certified Compliance Professional (IACCP®) designation.

I earned a Master of Science from the University of Cincinnati and a Bachelor of Arts from Franklin College in Indiana. I am a dedicated steward of the environment and can often be found educating my two children on the finer points of gardening, baking/cooking, skiing, and finding the best tree to hug while recharging in nature.